SEC fines Invesco Advisers US$17.5 million for Misleading Statements
Cassandra Bozikovic
January 14, 2025
SEC fines advisory firm WisdomTree US$4 million for not adhering to its own investment criteria for ESG-marketed funds
Cassandra Bozikovic
November 5, 2024
SEC charges Keurig with making inaccurate statements about recyclability of K-cup beverage pod
Cassandra Bozikovic
September 20, 2024
Iron ore producer to pay US$55.9 million settlement in connection with disclosures made before Brumadinho dam collapse
Cassandra Bozikovic
March 1, 2024
SEC charges Compass Minerals for misleading investors
Cassandra Bozikovic
February 11, 2024
SEC fines Goldman Sachs US$4 million for ESG compliance breaches
Cassandra Bozikovic
January 9, 2024
Energy & Environmental Investments and others fined in respect of clean energy projects offering fraud
Brian McDonald
January 6, 2024
Deutsche Bank subsidiary fined US$19 million for ESG breaches
Brian McDonald
January 5, 2024
SEC complaint against Back to Green regarding misleading adverts
Brian McDonald
December 20, 2023
BNY Mellon charged for ESG quality review misstatements
Brian McDonald
October 19, 2023
