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Senior investment banker

We advised a very senior investment banker in relation to the alleged misuse of confidential information. The FSA commenced a dual criminal / regulatory enquiry into possible insider dealing and market abuse / breach of FSA principles and were persuaded to regard the case as a purely regulatory matter.

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Neil Swift


+44 (0)20 7822 7763

Described as "top tier" by Legal 500, Neil advises and represents clients concerned with investigations by law enforcement and regulatory authorities. He is a regular speaker on corruption, fraud and corporate criminal liability.