In an article for LexisNexis‘s New Law Journal, James Tyler discusses the FCA’s evolving enforcement strategy, and whether its shift to “fewer, faster” investigations is delivering.
With a more confident regulator pursuing better-resourced cases and acting more decisively, enforcement appears to be becoming both sharper and more effective. But as the FCA expands its focus, from insider dealing and AML to non-financial misconduct and beyond, questions remain around how far its powers should extend.
James considers what this changing landscape means for firms, advisers and the balance between effective enforcement and regulatory overreach.
Click here to read.