Peters & Peters

Firm achieves innovative and unprecedented settlement for pensions advisors investigated by the FCA

Peters & Peters advised two partners at a pensions advisory company who were investigated by the FCA in connection with allegations that they had failed to take reasonable steps to assess the suitability of investments for their customers. The negotiated settlements with the FCA and, unusually, were able to persuade it to waive the fine and instead use the settlement money to pay redress due to the company’s customers.

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