Acting for a divisional director of a PLC accused of insider trading by the FCA
Our client was a divisional director of a listed company that was in the process of acquiring another. It was alleged that as an insider to the transaction he provided price sensitive information to a colleague who then traded on that information. The Financial Conduct Authority is taking no further action against our client.
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Described as "top tier" by Legal 500, Neil advises and represents clients concerned with investigations by law enforcement and regulatory authorities. He is a regular speaker on corruption, fraud and corporate criminal liability.