Partners Neil Swift and Anna Bradshaw assisted by Associate Nicholas Queree presented an intensive 3-hour workshop for UK Finance, on recent changes to the AML/CTF regime and asset recovery legislation.

Topics covered included:

  • Assessing money laundering and terrorist financing risk
  • Calibrating customer due diligence and ongoing monitoring
  • Staff-specific considerations
  • Group-wide compliance
  • Filing suspicious activity reports
  • Proactive and reactive information sharing
  • Communications with law enforcement authorities and regulators
  • Considerations specific to cross-border investigations
  • Lessons learnt from recent enforcement actions

For further information about the workshop, please contact Anna Bradshaw or Neil Swift.